In today’s fast-moving markets, investors face a constant stream of corporate disclosures, regulatory actions, and litigation developments that can materially impact the value of their holdings. Whether you’re a retail investor managing a personal portfolio or an institutional investor overseeing significant assets, staying informed is essential, but also increasingly challenging.

Bronstein, Gewirtz & Grossman, LLC offers a dedicated Portfolio Monitoring service designed to bridge that gap. This service provides investors with real-time awareness of potential securities litigation, ensures they never miss critical claim deadlines, and supports them through the claims-recovery process.

Why our Portfolio Monitoring has become a valuable tool for investors of all sizes.

1. Early Detection of Investigations and Filed Cases

One of the most powerful aspects of BG&G’s monitoring system is early alerting. When a company in an investor’s portfolio becomes the subject of an investigation or is named in a securities class action, BG&G notifies clients promptly. This early visibility empowers investors to understand risk exposure when it matters most.

For institutional investors, early knowledge aids compliance, fiduciary oversight, and internal reporting. For individuals, it provides clarity and peace of mind in navigating turbulent market events.

2. Ensuring Investors Never Miss Claims Deadlines

Securities class actions often lead to settlements that return real money to eligible investors — but only if they file their claims on time. Missing a deadline can mean forfeiting entitled compensation.

Portfolio Monitoring is designed to help investors recover losses by tracking class-action timelines and notifying clients of opportunities as soon as they become available. This includes:

• Tracking active cases and settlement notices
• Notifying investors ahead of filing deadlines
• Providing clear guidance on claim submission steps

For institutions managing many accounts, this helps ensure no eligible claims fall through the cracks. For individuals, it removes the complexity and administrative burden of manually monitoring every investment.

3. Providing Guidance on Eligibility and Participation

Every securities case has unique criteria. BG&G’s Portfolio Monitoring service also assists clients by outlining eligibility requirements and explaining potential next steps.

• Understanding whether trades qualify
• Determining eligibility windows
• Knowing what documentation is required

This structured support makes the process accessible to inexperienced investors and helps institutional clients stay aligned with compliance teams and custodial processes.

4. Secure, Investor-Friendly Sharing of Portfolio Information

BG&G enables clients to onboard by simply and securely sharing a PDF or Excel of their current portfolio, ensuring that both individual and institutional investors can share sensitive information safely and efficiently.

5. No-Cost, Investor-Focused Support

A key advantage of BG&G’s model is accessibility: investors are not charged for these monitoring services.

The simple goal: maximizing recoveries and ensuring no eligible claim goes unnoticed.

Case Study: How BG&G Helped an Investor Recoup Missed Compensation

Background

A retail investor—we’ll call him David—managed a diversified portfolio across several brokerages. Although diligent, he wasn’t actively tracking securities litigation related to his holdings. When David signed up for BG&G’s Portfolio Monitoring service, he submitted his positions exactly as the onboarding emails recommended: via a secure upload PDF of his current holdings.

The Early Alert

Shortly after enrolling, BG&G notified David that one of his positions—let’s call it TechCorp—had just become the subject of a newly filed securities class action. Thanks to BG&G’s early-alert framework, which sends notices as soon as investigations or cases arise, he learned about the issue fast.

Determining Eligibility

BG&G reviewed his transaction history and walked him through whether his trades fell within the case’s class period. The firm provided clear guidance on documentation and next steps.

Avoiding a Missed Claim

A year later, TechCorp’s case reached a settlement. Most investors never hear about these resolutions—or realize they must submit a formal claim. But David received a timely notification reminding him:

• A settlement had been announced,
• He appeared eligible, and
• He could submit a claim with BG&G’s assistance.

The Outcome

With BG&G’s help, David filed his claim and recovered settlement funds he would never have known he was entitled to.

Why It Matters

David’s experience isn’t unusual—countless investors unknowingly miss valuable claims. BG&G’s monitoring service ensures that won’t happen, combining:

• early alerts,
• deadline protection,
• eligibility guidance, and
• secure portfolio handling.

A Critical Tool

In an unpredictable market, one thing shouldn’t be uncertain: your rights. BG&G’s Portfolio Monitoring keeps you informed, protected, and positioned to recover.
Stay ready. Stay covered. Stay ahead.

Get started now: bgandg.com/portfolio/