Investigation in Progress — No Complaint Filed Yet
BG&G is actively investigating potential securities fraud claims against Caterpillar Inc.. If a complaint is filed, this page will be updated. Investors are encouraged to contact us now to preserve their rights.
Why Is Caterpillar Inc. (CAT) Under Investigation?
Bronstein, Gewirtz & Grossman, LLC is investigating potential claims on behalf of shareholders of Caterpillar Inc. (NYSE: CAT).
On October 29, 2026, Caterpillar reported its financial results for the third quarter ended September 30, 2026. Among other items, Caterpillar disclosed inventories of $22.2 billion, a 22% year-over-year increase, and $460 million in manufacturing costs across its construction and resource industries businesses, comprised of higher freight charges, material costs, and tariffs. Caterpillar also reported operating profits that included $128 million of tariff recoveries, suggesting that it may not sustain this profitability moving forward. On this news, Caterpillar’s stock price fell $65.99 per share, or 9.25%, to close at $647.39 per share on October 29, 2026.
What Potential Securities Violations Is BG&G Investigating?
- Whether Caterpillar Inc. and certain of its officers made false or misleading statements regarding the Company's financial condition and business prospects.
- Whether Caterpillar Inc. failed to disclose material adverse information that would have been significant to a reasonable investor.
- Whether the Company's earnings guidance was supported by a reasonable factual basis at the time it was made.
What Should Caterpillar Inc. (CAT) Investors Do?
How Is Caterpillar Inc. (NYSE: CAT) Stock Trading Today?
Interactive chart showing the weekly share price history of NYSE:CAT (NYSE:CAT).
How Does BG&G Help Investors in Securities Fraud Investigations?
Bronstein, Gewirtz & Grossman, LLC is a nationally recognized firm that represents investors in securities fraud class actions and shareholder derivative suits. Our firm has recovered hundreds of millions of dollars for investors nationwide.
We handle cases on a contingency fee basis — we advance all litigation costs on your behalf. There is no fee unless we are successful.
“Our practice centers on restoring investor capital and ensuring corporate accountability, which serves to uphold the essential integrity of the marketplace.”